News In Brief
It’s Time to Focus IRS Audits on the Superrich, Inspector General Says by Richard Rubin for Wall Street Journal
“HR departments get a bad rap. That’s because, for better or worse, they tend to excel at enforcing compliance.” by Lisa Nirell for Fast Company
Common Interview Questions for Compliance Officers by Stella Osoba for Investopedia
The top 6 Governance, Risk and Compliance certifications by Kim Lindros and Ed Tittel for CIO
Advisors Take Note: Compliance Officers Are Watching by Bernice Napach for ThinkAdvisor
3 Tips for Smarter Use of Compliance Technology by Rebekah Mintzer for Corporate Counsel
Banks need to invest more on tech for Basel III compliance: Report from India Times
“Regulatory Compliance LLC, based in Londonderry, is merging with National Compliance Services” by Eli Okun for Union Leader
Is Compliance Keeping Up With Your Automated Advisory Tools? by Carlos Guillen for Financial Planning
“A new survey from Compliance Solutions at Charles Schwab finds the role of the compliance officer is evolving and growing in scope across corporate America.” by TMC News
Jobs
- Consultant, OFAC – Navigant Consulting, New York
- Audit Manager – Infinity Consulting Solutions, New York
- Investigator, BSA – City National Bank of New Jersey, Newark
- Compliance Officer, AML – Rabobank, New York
- Sr Associate, FSA – Berdon LLP, New York
- Audit Manager, Lending – Valley National Bank, Wayne, NJ
- Professional, Regulatory Compliance – RGP, New York
- Sr Director, Bank Regulatory Consulting – FTI Consulting, New York
- Regulatory Compliance Manager, Risk Advisory – Dixon Hughes Goodman LLP, New York
- Sr Compliance Officer, AML – CFSB, New York
Marcus Maltempo is a compliance professional with more than a decade of experience helping banks, law firms and clients manage investigations and regulatory responses. He is a member of ACAMS and ACFE.
